• Platform Enhancements—Any advisor with account manager permission will be able to open new accounts for an existing client. 
  • Platform Enhancements—Added Ability for Customized Alert Content for Qualified Partners.
  • Platform Enhancements—Deposit Withdrawal Limits Now Displayed within Transfer Money.
  • Various Bug Fixes


  • Platform Enhancements—Allow Default Security Exclusions by Partner. 
  • Platform Enhancements—Add Brokerage Fee Amounts on House Account Settings Page.
  • Platform Enhancements—Fixing Cash Leakage from Folios Due to Mergers.
  • Various Bug Fixes


  • Platform Enhancements—.pdf Statement and Trade Confirmations.
  • Platform EnhancementsACH File Upload Functionality.
  • Platform EnhancementsTax-Free Mutual Fund Exchange.
  • Platform Enhancements—Improvements to Delivery Time of IA Downloads.
  • APICorporate action voting services.
  • Various Bug Fixes


  • Platform Enhancements—Data and Usability Enhancements for Dashboard. 
  • New API Services/Enhancements
  • Various Bug Fixes


  • Trading—Compliance with Tick Pilot Test Security Groups.
  • SecurityRedesign of Second Factor.
  • APIEnhanced Transfer Money Services.
  • Various Bug Fixes


  • Platform EnhancementsPerformance Enhancements for Dashboard.
  • Platform EnhancementsImprovements to Transfer Activity Tool.
  • Various Bug Fixes


  • Platform Enhancements—Advisor Connexion Improvements.


  • Distribution ReinvestmentAdditional options for the handling of distributions within a folio:
    • Reinvest distributions of $1 or more in the securities that paid them; distributions under $1 pay to account cash balance.
    • NEWReinvest distributions of $1 or more in the securities that paid them; distributions under $1 pay to FDIC.CASH within the folio.
    • Do not reinvest distributions (pay to account cash balance).
    • NEWDo not reinvest distributions; pay to FDIC.CASH within the folio.
  • New API Services/Enhancements
    • Owner Verification ServiceAbility to submit bank link owner verification for an advisor entered bank link.
    • Document Submission ServiceAbility to send Account or Member documents for processing.
  • SecurityCAS 4.0.1 has been upgraded to provide SSO (Single Sign On) capabilities to partners.
  • Browser CompatibilityUpdated site navigation and rendering for Safari browser.
  • Transfer MoneyPerformance Improvements.
  • Various Bug Fixes


  • Model ManagementAbility to automatically make new models created by an advisor available to all advisors within the advisory firm, this setting can be turned on upon request.
  • Transfer MoneyNew micro-deposit and owner approval bank link verification. All new bank links will need to be micro-deposit verified and owner approved before they can be used for money transfers.
  • New API Services/Enhancements
  • Various Bug Fixes


  • TradingModels and Allocations tab being replaced with Trade Center. The new interface provides increased visibility, responsive design and additional features.
  • TradingHandling of mixed T1/T3 trades can be modified to reduce potential cancelled orders due to mixed settlement of trades.
  • API ACAT Transfer ServiceAbility to initiate and manage incoming ACAT transfer requests via API.
  • Client CommunicationAnnual email and physical address verification shown to clients will now use an Item for Attention (IFA).
  • Corporate ActionsAbility to elect multiple clients for voluntary corporate actions.
  • Platform EnhancementsImproved functionality during system updates to allow for uninterrupted account opening.
  • Various Bug Fixes