Folio in the News
September 3, 2017 – This week, we’d like to introduce you to Greg Vigrass, President of Folio Institutional®, a leading investment solutions and financial technology company that offers an integrated brokerage and custodial platform featuring patented, state-of-the-art trading, portfolio management tools, and private placement capabilities. Read more.
Is Chicken Soup the right tonic for small cap IPOs?
August 25, 2017 – The CSSE IPO was a perfect fit for VIA Folio, COO Blaine McLaughlin said. Like it does for many IPOs, VIA Folio served as the clearing firm on this deal.“We are also acting as an introducing broker and are making it available to our customers,” Mr. McLaughlin said. Read more.
August 18, 2017 – How Folio Forged A ‘Connexion’ Between Advisors And Robos (Christopher Robbins, Financial Advisor) – Folio Institutional is a niche RIA custodian known for its tech-savvy, and in 2014 it launched its “Advisor Connexion” (AcX) platform, intended to be a “robo-advisor-for-advisors” type of white-labeled solution for its advisors. Read more.
October 23, 2017 -- McLean VA – When the SEC’s JOBS Act’s Reg A+ rules went into effect in 2015, many in the capital raising industry anticipated that small investors would rush to participate in this new funding process for small- and medium-sized enterprises. However, the SEC Division of Economic and Risk Analysis’ recent report, Access to Capital and Market Liquidity, indicates that these expectations have fallen short of reality. more
October 20, 2017 -- McLean VA – Enterprise leaders know that they must embrace technology or risk losing their competitive advantage. However, many leaders are overwhelmed by the technology choices available to them and the steps needed to meet customers’ digital engagement expectations. more
October 4, 2017 -- McLean VA – As the financial services industry consolidates and the trend toward fee-based compensation continues to grow, more independent and wirehouse broker-dealer representatives and regional advisors are considering breaking away. This can be an exciting move for some advisors, but to others it may seem daunting. more